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Compliance Policies and Procedures Attorney
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Morgan Stanley
Salary: not disclosed
|
USA-NJ-Jersey City |
13 Oct |
| See job description below |
|
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Branch Office Manager
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Not Disclosed
Salary: 100K
|
USA-NJ-Jersey City |
08 Oct |
| Compliance branch office manager coming out of a insitutional side of firm.
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Trading surveillance compliance officer
|
Not Disclosed
Salary: 75K
|
USA-NJ-Jersey City |
08 Oct |
| Trading surveillance compliance officer
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|
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Branch office manager - Compliance
|
Not Disclosed
Salary: 100K base plus a bonus
|
USA-NJ-Jersey City |
08 Oct |
| Branch office Compliance manager with Insitutional experience needed |
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Branch Office Manager (TBD)
|
Not Disclosed
Salary: 100k base
|
USA-NJ-Jersey City |
08 Oct |
| • Must always adhere to high ethical standards in dispatching job responsibilities;
• Manage branch administrative responsib... |
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Senior Counsel, Investment Management (R5216)
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Barker & Gilmore, LLC
Salary: Base and Bonus
|
USA-NJ-Jersey City |
02 Oct |
| Large investment management company seeking 4+ year attorney to advise growing business. |
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Compliance officer
|
Not Disclosed
Salary: 75K
|
USA-NJ-Jersey City |
16 May |
| Compliance officer |
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US Company Secretarial Operations Attorney
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Macquarie
Salary: Information not provided
|
USA-NY-New York City |
13 Oct |
| The US Company Secretarial Division is in need of an Attorney in their New York office. |
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Account Support Executive
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Macquarie
Salary: Information not provided
|
USA-NY-New York City |
13 Oct |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
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Attorney (Consulting & Software License Agreement negotiation)
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Northwest Integrators LLC
Salary: Highly competitive (base...
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USA-CT-Stamford |
13 Oct |
| Skilled Attorney with exceptional negotiation skills sought to draft, review, and negotiate technology licenses, data provide... |
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Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)
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Northwest Integrators LLC
Salary: Highly competitive (Base...
|
USA-CT-Stamford |
13 Oct |
| We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor legal documentation... |
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Vice President (VP) Compliance
|
Not Disclosed
Salary: $110,000 - $150,000
|
USA-NY-New York City |
13 Oct |
| Our client is a very well known and well respected research and financial analysis firm. The Compliance group is looking to e... |
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Chief Compliance Officer
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Not Disclosed
Salary: 250,000 - 600,000
|
USA-NY-New York City |
13 Oct |
| Multi billion dollar asset manager is looking for a Chief Compliance Officer. The candidate must have 10-15 years of 40 Act A... |
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Equities Trade Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
|
USA-NY-New York City |
13 Oct |
| Leading New York City Broker-Dealer is looking to add a mid to senior level expert in equities trade compliance. The ideal ca... |
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Director of Compliance
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Michael Page
Salary: 180,000-300,000
|
USA-NY-New York City |
13 Oct |
| Global asset manager is looking to add an experienced U.S Compliance Director. The position requires a broad based background... |
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Municipal Bonds - Compliance Officer
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Not Disclosed
Salary: $100,000 - $150,000
|
USA-NY-New York City |
13 Oct |
| Our client is a well respected international firm with a great presence in the US market. Currently the Head of Fixed Income... |
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Sr. Bank Secrecy Act (BSA) Compliance Manager
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Not Disclosed
Salary: $80,000 - $135,000
|
USA-NY-New York City |
13 Oct |
| Our client is a major International Bank with a very stable presence in the current market. The Compliance group is currently... |
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Compliance Analyst
|
Not Disclosed
Salary: Competitive Salary
|
USA-CT-Stamford |
13 Oct |
| Compliance professional to support Insurance Fixed Income Investment team in overseeing and administering an investment compl... |
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Compliance Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
13 Oct |
| See job description below |
|
|
AML Associate - ISG Division
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
13 Oct |
| See job description below |
|
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GWM/Retail Compliance Associate
|
Morgan Stanley
Salary: not disclosed
|
USA-NY-New York City |
13 Oct |
| See job description below |
|
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VP, Compliance Officer
|
BNP Paribas
Salary: not disclosed
|
USA-NY-New York City |
13 Oct |
| See job description below |
|
|
VP, Securities Lending Compliance Liasion
|
BNP Paribas
Salary: not disclosed
|
USA-NY-New York City |
13 Oct |
| See job description below |
|
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Manager, US Compliance
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JR Stadin, LLC
Salary: 150,000 - 180,000 Base Sa...
|
USA-NY-New York City |
12 Oct |
| A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will oversee a team of c... |
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Associate Director Commodities Compliance
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
|
USA-NY-New York City |
12 Oct |
| Provide compliance support to US Commodities business that includes the trading of power and natural gas for financial and ph... |
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|
Compliance Officer / New York
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Integrated Management Res...
Salary: 150K+
|
USA-NY-New York City |
11 Oct |
| Top Fund of Funds is looking for a mid- to senior-level Compliance Officer to be responsible for the management of U.S. compl... |
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Counterparty Relations (JD preferred) Agreement Negotiation & Relationship Management
|
Not Disclosed
Salary: Highly competitive (base...
|
USA-CT-Stamford |
11 Oct |
| Skilled senior negotiator needed to draft and negotiate numerous 3rd party agreements (ISDA's, GMRA's, MRA's, Prime Brokerage... |
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Compliance and Testing - BSA / AML
|
Legend Global Search, Inc...
Salary: $115K - $125K
|
USA-NY-New York City |
11 Oct |
| BSA/AML Compliance / Auditing / Operations - Financial Service Organization |
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|
Vice President - Compliance for US Banking
|
Legend Global Search, Inc...
Salary: $165K + Bonus
|
USA-NY-New York City |
11 Oct |
| VP - Compliance - Banking - Global Financial Services Company |
|
|
Regulatory Filing Group Officer
|
Legend Global Search, Inc...
Salary: DOE
|
USA-NY-New York City |
11 Oct |
| Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate |
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